Inactive

Seth Philip Hodes

Able Wealth Management LLC

CRD 6101880

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Employer firm

Able Wealth Management LLC CRD 298085

$580M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Able Wealth Management Llc

185 Route 70 Unit 105, Toms River, NJ 08755 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-02
NJ	RA	APPROVED	2018-08-22

NY RA
APPROVED

Since 2021-06-02
NJ RA
APPROVED

Since 2018-08-22

Branch Locations

60 E 9Th Street #404, New York, NY 10003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services,Inc	St Paul	MN	10/2012	08/2018
Minnesota Life Insurance Company	St Paul	MN	10/2012	08/2018
Mid Atlantic Resource Group Llc	Wall	NJ	10/2012	08/2018
Able Wealth Management Llc	New York	NY	07/2018	Present

10/2012 → 08/2018

Securian Financial Services,Inc

St Paul, MN
10/2012 → 08/2018

Minnesota Life Insurance Company

St Paul, MN
10/2012 → 08/2018

Mid Atlantic Resource Group Llc

Wall, NJ
07/2018 → Present

Able Wealth Management Llc

New York, NY

Previous Registrations

2013-08-19 → 2018-08-21

Securian Financial Services, Inc.

Wall, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-31

S66 Uniform Combined State Law Examination

2013-07-31

View on SEC IAPD

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