Steven Thomson Gutke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2025
  Transamerica Financial Advisors, Inc
  Alpharetta, GA
• 06/2015 → 10/2021
  Agile Capital Llc
  Palm Harbor, FL
• 03/2012 → 12/2020
  Lutheran Church Of Resurrection
  Palm Harbor, FL
• 08/2016 → 10/2018
  Rental Property - 1050 Crestwood Dr
  Jasper, IN
• 08/2016 → 11/2025
  Wfgia
  Alpharetta, GA
• 11/2025 → Present
  Lpl Financial Llc
  Villa Rica, GA

Previous Registrations

• 2016-09-06 → 2025-11-07
  Transamerica Financial Advisors, Llc
  Alpharetta, GA
  St Petersburg, FL
  Johns Creek, GA
  Johns Creek, GA
  Cedar Rapids, IA
  Villa Rica, GA

Other Businesses

1. 10/2025 - Stratos Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA start date: 11/06/2025 2. 10/2025 - Vanbridge - Non-Variable Insurance - Investment related - 60 Hrs/Mth - 60 Hrs During Trading - Villa Rica GA 30180 - OBA start date: 11/06/2025

Exams

• S66 Uniform Combined State Law Examination
  2025-07-03

Other Names

• Steven Gutke