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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-07-10 |
| FL | RA | APPROVED | 2025-03-07 |
| IN | RA | APPROVED | 2025-03-07 |
| NM | RA | APPROVED | 2025-03-07 |
| NC | RA | APPROVED | 2025-03-07 |
| MI | RA | APPROVED | 2025-03-06 |
| TX | RA | APPROVED | 2025-03-06 |
Branch Locations
3033 Orchard Vista Drive Suite 102, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Grand Rapids | MI | 02/2016 | 03/2019 |
| Securities America Advisors | Grand Rapids | MI | 02/2016 | 03/2019 |
| Regal Financial Group | Kentwood | MI | 03/2019 | 03/2025 |
| Regulus, Llc | Kentwood | MI | 03/2019 | 03/2025 |
| Lpl Enterprise, Llc | Grand Rapids | MI | 03/2025 | Present |
1) 03/03/2025 - Prudential Advisors - Financial Professional - DBA for LPL Business (entity for LPL business) - start date 02/28/2025 - at reported business location(s) - investment related 2) 03/03/2025 - Non-Variable Insurance/Insurance Agency - Financial Professional - start date 02/28/2025 - 160 hrs/mth - Grand Rapids, MI - investment related 3) 03/03/2025 - Grace Life Bible Church - Non-Profit Board/Committee Member - Treasurer/Secretary/Board Member - start date 03/03/2025 - Grand Rapids, MI - 5 hrs/mth 4) 03/03/2025 - Non-Variable Insurance - Financial Professional - Non-Variable Insurance/Insurance Agency - start date 03/03/2025 - Grand Rapids, MI - 1 hr/mth - investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-28 |
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