Mark Benjamin Grooters

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2019
  Securities America Inc
  Grand Rapids, MI
• 02/2016 → 03/2019
  Securities America Advisors
  Grand Rapids, MI
• 03/2019 → 03/2025
  Regal Financial Group
  Kentwood, MI
• 03/2019 → 03/2025
  Regulus, Llc
  Kentwood, MI
• 03/2025 → Present
  Lpl Enterprise, Llc
  Grand Rapids, MI

Previous Registrations

• 2019-03-05 → 2025-03-05
  Regal Investment Advisors Llc
  Comstock Park, MI
  Grand Rapids, MI
  Kentwood, MI
  Grand Rapids, MI
• 2016-02-08 → 2019-03-12
  Securities America Advisors, Inc.
  Grand Rapids, MI
• 2012-11-28 → 2016-02-02
  Edward Jones
  St Louis, MO
  Grand Rapids, MI

Other Businesses

1) 03/03/2025 - Prudential Advisors - Financial Professional - DBA for LPL Business (entity for LPL business) - start date 02/28/2025 - at reported business location(s) - investment related 2) 03/03/2025 - Non-Variable Insurance/Insurance Agency - Financial Professional - start date 02/28/2025 - 160 hrs/mth - Grand Rapids, MI - investment related 3) 03/03/2025 - Grace Life Bible Church - Non-Profit Board/Committee Member - Treasurer/Secretary/Board Member - start date 03/03/2025 - Grand Rapids, MI - 5 hrs/mth 4) 03/03/2025 - Non-Variable Insurance - Financial Professional - Non-Variable Insurance/Insurance Agency - start date 03/03/2025 - Grand Rapids, MI - 1 hr/mth - investment related

Exams

• S66 Uniform Combined State Law Examination
  2012-09-28

Other Names

• Mark Benjamin Grooters