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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-20 |
| TX | RA | APPROVED | 2020-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | Mission Viejo | CA | 11/2015 | 10/2017 |
| Citigroup | Mission Viejo | CA | 11/2015 | 10/2017 |
| Mufg Union Bank | Huntington Beach | CA | 10/2017 | 11/2020 |
| Unionbanc Investment Services | Huntington Beach | CA | 10/2017 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 11/2020 | Present |
| J.P. Morgan Securities Llc | Irvine | CA | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-23 |
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