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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-26
  • CA RA
    APPROVED
    Since 2020-05-26

Branch Locations

Citi Retail Banking 8813 Villa La Jolla Drive, La Jolla, CA 92037 • United States

Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States

Citi Retail Banking 1147 Prospect St, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank El Cajon CA 09/2008 09/2016
J.P. Morgan Securities Llc El Cajon CA 10/2012 09/2016
Citigroup La Jolla CA 09/2016 Present
  • 09/2008 → 09/2016
    Jpmorgan Chase Bank
    El Cajon, CA
  • 10/2012 → 09/2016
    J.P. Morgan Securities Llc
    El Cajon, CA
  • 09/2016 → Present
    Citigroup
    La Jolla, CA
Other Businesses

OA name: Zecca Plaza, Nature: group of family / friends will come together to purchase a commercial property to be used as a real estate investment (Investment-related: Yes, Location: Gallup, NM, started 09/01/2025), Title: investor, Duties: commercial property. I will not be participating in the operations. I will just be contributing an amount and receiving rental income based on the percentage of my contributions, Hours: (0 during trading hours/month, 0 during non-trading hours/month).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-26
S63 Uniform Securities Agent State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2020-05-26
  • S63 Uniform Securities Agent State Law Examination
    2012-08-20
Other Names
  • Andrea C Kashou
  • Andrea Christine Kashou

View on SEC IAPD

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