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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-26 |
Branch Locations
Citi Retail Banking 8813 Villa La Jolla Drive, La Jolla, CA 92037 • United States
Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States
Citi Retail Banking 1147 Prospect St, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | El Cajon | CA | 09/2008 | 09/2016 |
| J.P. Morgan Securities Llc | El Cajon | CA | 10/2012 | 09/2016 |
| Citigroup | La Jolla | CA | 09/2016 | Present |
OA name: Zecca Plaza, Nature: group of family / friends will come together to purchase a commercial property to be used as a real estate investment (Investment-related: Yes, Location: Gallup, NM, started 09/01/2025), Title: investor, Duties: commercial property. I will not be participating in the operations. I will just be contributing an amount and receiving rental income based on the percentage of my contributions, Hours: (0 during trading hours/month, 0 during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-20 |
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