Neil M Faulmino

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 09/2018
  Chase Bank
  Walnut, CA
• 10/2018 → 04/2019
  Jp Morgan Securities
  Walnut, CA
• 05/2019 → 03/2024
  Citigroup
  Burbank, CA
• 03/2024 → Present
  Wells Fargo Clearing Services, Llc (
  Encino, CA

Previous Registrations

• 2019-05-13 → 2024-04-15
  Citigroup Global Markets Inc.
  Newbury Park, CA
  La Canada-Flintridge, CA
  Burbank, CA
  Burbank, CA
  Burbank, CA
  Fountain Valley, CA
  Fresno, CA
  Glendale, CA
  Tujunga, CA
  Fort Mill, SC
  Glendale, CA
  San Antonio, TX
  Citrus Heights, CA
  Los Angeles, CA
  Los Angeles, CA
  Henderson, NV
  Fountain Valley, CA
• 2018-09-05 → 2019-05-16
  J.P. Morgan Securities Llc
  Walnut, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-08-31
• S63 Uniform Securities Agent State Law Examination
  2012-08-30

Other Names

• Neil M Faulmino
• Neil Manzano Faulmino