David Eduardo Grande

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2025-10-07
ND	RA	APPROVED	2025-09-19
GA	RA	APPROVED	2025-09-05
VI	RA	APPROVED	2025-08-29
LA	RA	APPROVED	2025-08-26
NM	RA	APPROVED	2025-08-26
AL	RA	APPROVED	2025-08-25
AK	RA	APPROVED	2025-08-25
DE	RA	APPROVED	2025-08-25
IA	RA	APPROVED	2025-08-25
KS	RA	APPROVED	2025-08-25
ME	RA	APPROVED	2025-08-25
MD	RA	APPROVED	2025-08-25
MN	RA	APPROVED	2025-08-25
MT	RA	APPROVED	2025-08-25
NE	RA	APPROVED	2025-08-25
NC	RA	APPROVED	2025-08-25
PR	RA	APPROVED	2025-08-25
TX	RA	APPROVED	2025-08-25
UT	RA	APPROVED	2025-08-25
CA	RA	APPROVED	2025-04-07

DC RA
APPROVED

Since 2025-10-07
ND RA
APPROVED

Since 2025-09-19
GA RA
APPROVED

Since 2025-09-05
VI RA
APPROVED

Since 2025-08-29
LA RA
APPROVED

Since 2025-08-26
NM RA
APPROVED

Since 2025-08-26
AL RA
APPROVED

Since 2025-08-25
AK RA
APPROVED

Since 2025-08-25
DE RA
APPROVED

Since 2025-08-25
IA RA
APPROVED

Since 2025-08-25
KS RA
APPROVED

Since 2025-08-25
ME RA
APPROVED

Since 2025-08-25
MD RA
APPROVED

Since 2025-08-25
MN RA
APPROVED

Since 2025-08-25
MT RA
APPROVED

Since 2025-08-25
NE RA
APPROVED

Since 2025-08-25
NC RA
APPROVED

Since 2025-08-25
PR RA
APPROVED

Since 2025-08-25
TX RA
APPROVED

Since 2025-08-25
UT RA
APPROVED

Since 2025-08-25
CA RA
APPROVED

Since 2025-04-07

Branch Locations

445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States

Whittier, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	Beverly Hills	CA	03/2015	Present
Hsbc Securities (Usa) Inc.	Beverly Hills	CA	04/2015	Present

03/2015 → Present

Hsbc Bank Usa, N.A.

Beverly Hills, CA
04/2015 → Present

Hsbc Securities (Usa) Inc.

Beverly Hills, CA

Other Businesses

1. The name of the other business - Grande Vault LLC 2. Whether the business is investment-related - No 3. The address of the other business - 14013 Trumball St., Whittier, CA 90604 4. The nature of the other business - Shoes/Sneakers 5. Your position - Manager of Grande Vault, LLC 6. Title - Member Manager 7. Relationship with the other business - 100% Owner 8. The start date of your relationship - 07/01/2022 9. The approximate number of hours/month you devote to the other business - Approx 35-40 hours/month 10. The number of hours you devote to the other business during securities trading hours - 0 11. Briefly describe your duties relating to the other business - Source limited release sneakers through retailers, online stores in order to sell online for a profit.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-07
S63	Uniform Securities Agent State Law Examination	2012-08-29

S66 Uniform Combined State Law Examination

2025-04-07
S63 Uniform Securities Agent State Law Examination

2012-08-29