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Jason Edward Arciniega

J.P. Morgan Securities LLC

Mesa, AZ

CRD 6101459

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-27
AZ RA APPROVED 2019-02-14
  • TX RA
    APPROVED_RES
    Since 2023-09-27
  • AZ RA
    APPROVED
    Since 2019-02-14

Branch Locations

10746 E. Baseline Road, Mesa, AZ 85209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Mesa AZ 06/2006 Present
J.P. Morgan Securities Llc Mesa AZ 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-05
S63 Uniform Securities Agent State Law Examination 2012-08-21
  • S66 Uniform Combined State Law Examination
    2019-02-05
  • S63 Uniform Securities Agent State Law Examination
    2012-08-21
Other Names
  • Jason E Arciniega

View on SEC IAPD

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