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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-05-12
  • IL RA
    APPROVED
    Since 2023-05-12

Branch Locations

1802 N Division St #104, Morris, IL 60450 • United States

204 Genesis Drive, North Aurora, IL 60542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Lucas Insurance Agency North Aurora IL 03/2013 Present
State Farm Vp Management Corp North Aurora IL 03/2013 Present
Michael Lucas Insurance Agency Morris IL 01/2020 Present
State Farm Vp Management Corp Morris IL 01/2020 Present
State Farm Investment Management Corp Morris IL 05/2023 Present
State Farm Investment Management Corp North Aurora IL 05/2023 Present
  • 03/2013 → Present
    Michael Lucas Insurance Agency
    North Aurora, IL
  • 03/2013 → Present
    State Farm Vp Management Corp
    North Aurora, IL
  • 01/2020 → Present
    Michael Lucas Insurance Agency
    Morris, IL
  • 01/2020 → Present
    State Farm Vp Management Corp
    Morris, IL
  • 05/2023 → Present
    Morris, IL
  • 05/2023 → Present
    North Aurora, IL
Other Businesses

1) MOL, LLC; Investment-Related; 2942 E Hickory Lane, Marseilles, IL 61341; Investment or Commercial Property; partner; 7/23/2018; 2; 0; Plan to lease two units within the building in March 2022. 2) Michael Lucas's Insurance Agency; Insurance Agency; Investment-related; 821 W Illinois Ave Aurora, IL 60506-2831; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2013; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-04
S63 Uniform Securities Agent State Law Examination 2012-09-07
  • S65 Uniform Investment Adviser Law Examination
    2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2012-09-07
Other Names
  • Mike Lucas

View on SEC IAPD

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