Jason Michael Topper

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2015 → 07/2019
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 07/2019 → 01/2025
  Turning Point Financial
  Frederick, MD
• 07/2019 → 12/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2025 → Present
  Raymond James Financial Services, Inc.
  Frederick, MD
• 01/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Frederick, MD
• 07/2019 → 01/2025
  Turning Point Benefit Group
  Frederick, MD

Previous Registrations

• 2019-07-23 → 2025-01-17
  Turning Point Financial
  Frederick, MD
• 2015-06-19 → 2019-07-23
  Cambridge Investment Research Advisors, Inc.
  Frederick, MD
• 2012-10-17 → 2015-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frederick, MD
  Mount Airy, MD
  Mount Airy, MD

Other Businesses

(1)Name of Business: Covenant Capital, LLC Address: 3538 Worthington Blvd Unit 101, Frederick, MD, 21704-7056, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/17/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor (2)Name of Business: JTWM, LLC Address: 3538 Worthington Blvd Unit 101, Frederick, MD, 21704-7056, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/17/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Personal LLC for FA business

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-05-22
• S66 Uniform Combined State Law Examination
  2012-10-16

Other Names

• Jason Michael Topper
• Jason Topper