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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-06-09 |
| WA | RA | APPROVED | 2021-03-12 |
Branch Locations
3500 Nw Bucklin Hill Road Suite 101, Silverdale, WA 98383 • United States
Hauser, ID • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Tempe | AZ | 08/2012 | 03/2021 |
| Raymond James Financial Services, Inc. | Silverdale | WA | 03/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Silverdale | WA | 03/2021 | Present |
(1)Name of Business: Sound Harbor Financial LLC Address: 3500 NW Bucklin Hill Rd Ste 101, Silverdale, WA, 98383, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/12/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DBA for Raymond James Business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-02 |
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