Steven Thomas Bauer

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-19
TX	RA	APPROVED_RES	2019-02-04

NY RA
APPROVED

Since 2021-07-19
TX RA
APPROVED_RES

Since 2019-02-04

Branch Locations

360 A Northern Blvd Loudon Plaza, Albany, NY 12204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The City Beer Hall	Albany	NY	06/2011	Present

06/2011 → Present

The City Beer Hall

Albany, NY

Other Businesses

Steven Bauer Type of business: Rental Property Saratoga Springs, NY Start date: 8/21/2024 Landlord Hours per week: 1 Hours during trading: 0 Desc: My wife, Samantha, will be running the rental property and all the day to day activities. Currently I am the only owner listed on the property as it was my primary residence before we moved.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-03

S66 Uniform Combined State Law Examination

2012-11-03

Designations

Certified Financial Planner

Other Names

Steven Bauer

View on SEC IAPD