Maynard Azose

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-09-30
WA	RA	APPROVED	2021-03-11

TX RA
APPROVED_RES

Since 2025-09-30
WA RA
APPROVED

Since 2021-03-11

Branch Locations

528 E Spokane Falls Boulevard Suite 303, Spokane, WA 99202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Spokane	WA	05/2014	03/2021
Various Insurance Carriers For W & R Insurance Agencies	Spokane	WA	05/2014	Present
Jill Ruser	Spokane	WA	08/2018	12/2019
Checks And Balances	Manassas	IN	08/2018	12/2019
Azose And Associates Llc	Spokane	WA	11/2019	Present
Royal Alliance Associates, Inc.	Spokane	WA	03/2021	Present

05/2014 → 03/2021

Waddell & Reed, Inc

Spokane, WA
05/2014 → Present

Various Insurance Carriers For W & R Insurance Agencies

Spokane, WA
08/2018 → 12/2019

Jill Ruser

Spokane, WA
08/2018 → 12/2019

Checks And Balances

Manassas, IN
11/2019 → Present

Azose And Associates Llc

Spokane, WA
03/2021 → Present

Royal Alliance Associates, Inc.

Spokane, WA

Previous Registrations

2014-06-20 → 2021-03-17

Waddell & Reed

Seattle, WA

Bellevue, WA

Lynnwood, WA

Seattle, WA

Dublin, OH

Spokane, WA
2012-10-03 → 2014-04-10

Edward Jones

Maryland Heights, MO

Seattle, WA

Maryland Heights, MO

Other Businesses

1. 05/2014-PRESENT, VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES, SPOKANE, WA, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT. 2. AZOSE & ASSOCIATES, LLC POSITION: Partner NATURE: S Corp LLC to manage business expenses, taxes, payroll, and employee benefits. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2019 ADDRESS: 528 E Spokane Falls Blvd, Suite 303, Spokane WA 99202, United States DESCRIPTION: Review business finances and allocate for budget 3. AZOSE JOHNSON & ASSOCIATES, LLC POSITION: Partner NATURE: S Corp LLC to manage business expenses, taxes, payroll, and employee benefits. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2019 ADDRESS: 528 E Spokane Falls Blvd, Suite 303, Spokane WA 99202, United States DESCRIPTION: Review business finances and allocate for budget