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Account
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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-23 |
| TX | RA | APPROVED_RES | 2025-07-21 |
Branch Locations
31 Boland Ct Suite 1600, Greenville, SC 29615 • United States
Clover, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life | Greenville | SC | 05/2013 | 05/2019 |
| Bankers Life Securities, Inc. | Greenville | SC | 06/2016 | 05/2019 |
| Pruco Securities, Llc. | Greenville | SC | 06/2019 | 11/2024 |
| Prudential Insurance Company Of America | Greenville | SC | 06/2019 | 07/2025 |
| Lpl Enterprise, Llc | Greenville | SC | 11/2024 | 07/2025 |
| Bankers Life Advisory Services, Inc. | Greenville | SC | 04/2019 | 05/2019 |
| Massmutual Life Insurance Co | Greenville | SC | 07/2025 | Present |
| Mml Investors Services, Llc | Greenville | SC | 07/2025 | Present |
(1) Name: Pelham Financial Group Inv Rel: Y Addr: 31 Boland Ct, Suite 1600, Greenville, SC 29615 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start Date: 10/01/2019 Hr/Mo: 1 No. Hr/Mo During Sec Trading: 1. (2) Name: Ken Stupski Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 07/18/2025 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-27 |
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