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Austin Ray Rickner

Morgan Stanley

Tulsa, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-03-09
TX RA APPROVED 2018-03-09
  • OK RA
    APPROVED
    Since 2018-03-09
  • TX RA
    APPROVED
    Since 2018-03-09

Branch Locations

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 06/2014 03/2018
Morgan Stanley Tulsa OK 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-09
S63 Uniform Securities Agent State Law Examination 2012-12-29
  • S65 Uniform Investment Adviser Law Examination
    2013-07-09
  • S63 Uniform Securities Agent State Law Examination
    2012-12-29
Other Names
  • Austin Ray Rickner
  • Austin Rickner

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

More in Tulsa, OK

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