Salvador Roberto Diaz-Bazan

Current Employers

Employment History

• 06/2015 → Present
  Diaz-Bazan Asset Management Llc
  Boston, MA
• 09/2015 → 11/2019
  Insight Securities, Inc.
  Highland Park, IL
• 12/2019 → Present
  Insigneo Securities, Llc
  Miami, FL
• 12/2019 → Present
  Insigneo Advisory Services, Llc
  Miami, FL

Previous Registrations

• 2015-09-08 → 2019-12-09
  Diaz-Bazan Asset Management Llc
  Boston, MA
• 2017-09-11 → 2019-12-03
  Insight Securities, Inc.
  Boston, MA
  Highland Park, IL
  Boston, MA

Other Businesses

1. Owner of DBA Diaz-Bazan Asset Management LLC, based in Boston, MA at 177 Huntington Avenue, 17th Floor, Boston MA 02115. 2. My wife and I are investors in a bilingual daycare located in Boston Nido Daycare, together we own 15% of the business; Nido Daycare, spends no hours in this OBA. 3. Insigneo Advisory Services, affiliated RIA as Financial Advisor in Asset Allocation DBA Diaz-Bazan Asset Management LLC and spends approx. 8 hrs./monthly. 4. Loft 89, LLC: LLC established for personal real estate investments. 5. Bonds Bio Systems Corporation_ Contract research organization in Boston MA. They company tests new pharmaceutical drugs for toxicity in mini organs (organoids). The company is non-investment related and works with bio pharmaceutical companies in Boston to help them test drugs and develops new drug testing models. Position- Owner (25%)/CFO. Duties include- helping the company manage is cashflow to plan for payroll costs and expenditures for company expansion (new hires and new machinesy) 8hrs monthly devoted to this business; zero hrs. during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-02
• S63 Uniform Securities Agent State Law Examination
  2000-10-16