Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-17 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Roseville | CA | 08/2014 | 10/2017 |
| Raymond James Financial Services Advisors Inc. | Roseville | CA | 09/2014 | 10/2017 |
| Beacon Wealth Strategies | Roseville | CA | 10/2014 | 10/2017 |
| Planning Commission - City Of Roseville, Ca | Roseville | CA | 02/2017 | 12/2017 |
| Bmo Bank Na | Sacramento | CA | 12/2017 | 04/2024 |
| Bancwest Investment Services, Inc. | Sacramento | CA | 12/2017 | 07/2023 |
| Lpl Financial Llc | Roseville | CA | 07/2023 | 04/2024 |
| Wells Fargo Clearing Services | Irvine | CA | 04/2024 | Present |
| Wells Fargo Bank | Irvine | CA | 04/2022 | Present |
CITY OF ROSEVILLE, CA PLANNING COMMISSION; NOT INV. RELATED; ROSEVILLE, CA; COMMISSIONER; START DATE 1/18/2017; 2 HOURS PER MONTH; 0 HOURS DURING BUSINESS; DUTIES: REVIEW PROPOSED DEVELOPMENT PROJECTS, EIRS, ZONING MATTERS DEALING WITH LAND USE CHANGES, REZONES, SUBDIVISION AND PARCELING OF LAND, SPECIAL USE PERMITS AND VARIANCES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-28 |
Reach out to this advisor