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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-01 |
| TX | RA | APPROVED | 2026-07-01 |
Branch Locations
509 Wilcox St Ste 202, Castle Rock, CO 80104 • United States
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co.,Inc | Lone Tree | CO | 05/2000 | 11/2022 |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 02/2005 | 11/2022 |
| Vm Wealth Partners | Castle Rock | CO | 11/2022 | Present |
| Commonwealth Finacial Network | San Diego | CO | 11/2022 | 06/2026 |
| Alongside, Llc | Castle Rock | CO | 07/2026 | Present |
| Oakwood Capital Securities, Inc. | Castle Rock | CO | 07/2026 | Present |
1. Fixed insurance sales; as of 04/26/2023; 1% of time spent during business hours; Conducted at branch; Investment related. 2. Co-Owner, VM Wealth Partners, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 11/28/2022; 1% of time spent during business hours; Conducted at branch; Investment related. 3. Owner, Estrella, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 08/16/2023; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-05 |
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