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Miles Stanton Rew Prescott

Ameriprise Financial Services, LLC

Hingham, MA

CRD 6100392

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-06
  • NJ RA
    APPROVED
    Since 2025-08-06

Branch Locations

175 Derby St Unit 1, Hingham, MA 02043-4035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Boston MA 04/2013 11/2016
Wells Fargo Clearing Services, Llc Boston MA 11/2016 07/2025
Ameriprise Financial Services Llc Hingham MA 07/2025 Present
Previous Registrations
Other Businesses

Board of Directors; Pembroke Historical Society; Research Director; 116 Center Street, , Pembroke, MA, 02359; Not Investment-Related; 09/17/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-12
  • S66 Uniform Combined State Law Examination
    2013-08-12
Other Names
  • Prescott Miles

View on SEC IAPD

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