Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-13
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

1550 Vestal Pkwy E Ste B, Vestal, NY 13850 • United States

Painted Post, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Investors, Inc. Springfield IL 09/2012 05/2019
Horace Mann Companies Springfield IL 05/2016 05/2019
Edward Jones St.LOuis MO 05/2019 01/2021
Ameriprise Financial Services Inc Vestal NY 01/2021 01/2021
Ameriprise Financial Services, Llc Vestal NY 03/2020 03/2020
Ameriprise Financial Services, Llc. Vestal NY 01/2021 Present
Previous Registrations
  • 2019-07-03 → 2021-01-11
    St Louis, MO
    Keuka Park, NY
    Corning, NY
Other Businesses

Board of Directors; Lil Hawks Wrestling Club; Board Member; PO Box 330, , Painted Post, NY, 14870; Not Investment-Related; 11/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-02
S63 Uniform Securities Agent State Law Examination 2012-12-03
  • S66 Uniform Combined State Law Examination
    2019-07-02
  • S63 Uniform Securities Agent State Law Examination
    2012-12-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Vestal, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor