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Douglas E Smith

Schwab Wealth Advisory, Inc.

Orlando, FL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
FL RA APPROVED 2016-06-03
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • FL RA
    APPROVED
    Since 2016-06-03

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Orlando FL 05/2000 Present
Schwab Wealth Advisory Inc Orlando FL 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-25
S63 Uniform Securities Agent State Law Examination 2000-10-09
  • S66 Uniform Combined State Law Examination
    2016-05-25
  • S63 Uniform Securities Agent State Law Examination
    2000-10-09
Other Names
  • Douglas Elsworth Smith

View on SEC IAPD

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CHRISTOPHER CARL BLOHM
James Hasting Benoit
AARON LEE PHELPS
Kevin S Murphy
Craig J Miller
Mark D Miller
Ricky M Parker

Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL

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