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Adriana Barroso Bartholo Cox

Cetera Investment Advisers LLC

Torrance, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Debtmerica Llc Santa Ana CA 03/2013 03/2022
Forever And A Day Health Torrance CA 04/2013 Present
Cetera Wealth Services, Llc El Segundo CA 07/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Seiko Instruments Usa Torrance CA 08/2016 Present
  • 03/2013 → 03/2022
    Debtmerica Llc
    Santa Ana, CA
  • 04/2013 → Present
    Forever And A Day Health
    Torrance, CA
  • 07/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 08/2016 → Present
    Seiko Instruments Usa
    Torrance, CA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 5/2015 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: FOREVER AND A DAY HEALTH INVESTMENT RELATED: NO ADDRESS: 18003 FAYSMITH AVENUE, TORRANCE, CA 90504 NATURE OF BUSINESS: HEALTH AND WELLNESS COUNSELING/COACHING START DATE: 06/2025 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNER/HEALTH COACH, MAINTAIN WEBSITE. 3. NAME OF OTHER BUSINESS: SEIKO INSTRUMENTS USA INC; INVESTMENT RELATED: NO; ADDRESS: TWO ONE TWO TWO ONE SOUTH WESTERN AVE, SUITE 250, TORRANCE, CA 90501; NATURE OF BUSINESS: SALES; START DATE: 06/2025 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR OPERATIONS MANAGEMENT, INCLUDING TECHNICAL SUPPORT, CUSTOMER SERVICE, INSIDE SALES, INVENTORY AND WAREHOUSE MANAGEMENT, BALANCING SALES FORECAST AND INVENTORY FORECAST, PURCHASING AND LOGISTICS, INTERACTION WITH OVERSEAS OFFICE, VENDORS, SALES TEAM AND ACCOUNTING DEPARTMENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-09
S63 Uniform Securities Agent State Law Examination 2012-11-01
  • S65 Uniform Investment Adviser Law Examination
    2012-11-09
  • S63 Uniform Securities Agent State Law Examination
    2012-11-01
Other Names
  • Ab Cox
  • Adriana Barroso Bartholo
  • Adriana Bartholo Cox

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