Timothy Neville Fowler

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 01/2019
  Jpmorgan Chase Bank, N.A.
  Issaquah, WA
• 06/2018 → 01/2019
  J.P. Morgan Securities Llc
  Issaquah, WA
• 01/2018 → 06/2018
  Unemployed
  Kirkland, WA
• 05/2014 → 01/2018
  Td Ameritrade
  Bellevue, WA
• 05/2014 → 01/2018
  Tdameritrade Inc.
  Bellevue, WA
• 05/2014 → 01/2018
  Td Ameritrade Investment Management, Llc
  Bellevue, WA
• 01/2019 → 01/2021
  E*Trade Securities Llc
  Seattle, WA
• 01/2019 → 01/2021
  E*Trade Capital Management Llc
  Seattle, WA
• 01/2021 → 07/2021
  E*Trade Securities Llc
  Kirkland, WA
• 01/2021 → 07/2021
  E*Trade Capital Management Llc
  Kirkland, WA
• 07/2021 → 09/2023
  E*Trade Securities Llc
  Gilbert, AZ
• 07/2021 → 09/2023
  E*Trade Capital Management Llc
  Gilbert, AZ
• 01/2023 → 10/2025
  Morgan Stanley
  Gilbert, AZ
• 10/2025 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 10/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2023-09-05 → 2025-10-02
  Morgan Stanley
  Gilbert, AZ
• 2019-01-25 → 2023-09-05
  Harrisdirect Llc
  Seattle, WA
  Arlington, VA
  Gilbert, AZ
  Kirkland, WA
• 2018-08-20 → 2019-01-23
  J.P. Morgan Securities Llc
  Issaquah, WA
• 2013-10-18 → 2018-01-11
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Bellevue, WA
• 2013-10-16 → 2018-01-11
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Bellevue, WA

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: PRIVATE CLIENT PORTFOLIO MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: MANAGE AND BUILD RELATIONSHIPS WITH PRIVATE CLIENT ADVISORS, FOR HIGH NET WORTH CLIENTS; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: PRIVATE CLIENT PORTFOLIO MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: MANAGE AND BUILD RELATIONSHIPS WITH PRIVATE CLIENT ADVISORS, FOR HIGH NET WORTH CLIENTS;

Exams

• S66 Uniform Combined State Law Examination
  2013-10-10
• S63 Uniform Securities Agent State Law Examination
  2012-09-04

Other Names

• Tim Neville Fowler
• Timothy Neville Fowler
• Tim N Fowler
• Timothy N Fowler
• Tim N Fowler
• Tim Fowler
• Timothy Fowlerii
• Tim Neville Fowler
• Timothy Neville Fowler