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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-24
TX RA APPROVED_RES 2025-03-24
  • CA RA
    APPROVED
    Since 2025-03-24
  • TX RA
    APPROVED_RES
    Since 2025-03-24

Branch Locations

175 N Clovis Ave, Clovis, CA 93612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Walnut Creek CA 11/2015 04/2019
Td Ameritrade, Inc. Stockton CA 02/2018 04/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 04/2019
Unemployed Dinuba CA 04/2020 06/2020
Cuso Financial Serivces, Lp San Diego CA 07/2020 03/2025
Brandon Garrett Construction Fresno CA 05/2019 03/2020
Osaic Institutions, Inc. Meriden CT 03/2025 Present
Noble Credit Union Fresno CA 03/2025 Present
  • 11/2015 → 04/2019
    Scottrade, Inc.
    Walnut Creek, CA
  • 02/2018 → 04/2019
    Td Ameritrade, Inc.
    Stockton, CA
  • 02/2018 → 04/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 04/2020 → 06/2020
    Unemployed
    Dinuba, CA
  • 07/2020 → 03/2025
    Cuso Financial Serivces, Lp
    San Diego, CA
  • 05/2019 → 03/2020
    Brandon Garrett Construction
    Fresno, CA
  • 03/2025 → Present
    Meriden, CT
  • 03/2025 → Present
    Noble Credit Union
    Fresno, CA
Previous Registrations
  • 2020-07-21 → 2025-03-21
    Cuso Financial Services, L.P.
    Fresno, CA
    San Diego, CA
    Fresno, CA
  • 2018-02-27 → 2019-04-16
    Td Ameritrade, Inc.
    Stockton, CA
  • 2018-02-26 → 2019-04-16
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Stockton, CA
  • 2017-01-25 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2015-09-10 → 2015-11-24
    Berkeley, CA
    El Cerrito, CA
  • 2014-07-24 → 2015-07-06
    Td Ameritrade, Inc.
    Walnut Creek, CA
    Omaha, NE
    Omaha, NE
  • 2014-07-24 → 2015-07-06
    Td Ameritrade Investment Management, Llc
    Walnut Creek, CA
Other Businesses

1.) Insta Cart. Not investment related. Driver/delivery person. Deliver groceries. Started in 2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-22
S63 Uniform Securities Agent State Law Examination 2012-09-04
  • S66 Uniform Combined State Law Examination
    2014-07-22
  • S63 Uniform Securities Agent State Law Examination
    2012-09-04
Other Names
  • Andrew J Lewis
  • Andrew Lewis
  • Andrew John Lewis

View on SEC IAPD

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