Brian James Howard

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-11-04
MI	RA	APPROVED	2010-03-19

WI RA
APPROVED

Since 2021-11-04
MI RA
APPROVED

Since 2010-03-19

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Zeeland, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	05/2000	Present
Northwestern Mutual Investment Services, Llc	Grand Rapids	MI	10/2005	10/2021
Mitchell B Glover	Grand Rapids	MI	03/2007	10/2021
Northwestern Mutual Life Insurance Company	Milwaukee	WI	10/2021	Present

05/2000 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
10/2005 → 10/2021

Northwestern Mutual Investment Services, Llc

Grand Rapids, MI
03/2007 → 10/2021

Mitchell B Glover

Grand Rapids, MI
10/2021 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI

Other Businesses

1) SELF-EMPLOYED FREELANCE WRITER. 2)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-18
S63	Uniform Securities Agent State Law Examination	2000-10-09

S65 Uniform Investment Adviser Law Examination

2005-10-18
S63 Uniform Securities Agent State Law Examination

2000-10-09