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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-06 |
| NH | RA | APPROVED | 2014-08-04 |
Branch Locations
11 S. Main Street Suite 300, Concord, NH 03301 • United States
Concord, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Concord | NH | 07/2014 | Present |
MONTVILLE TOWNSHIP PARKS & RECREATION / 195 CHANGE BRIDGE ROAD MONTVILLE,NJ 07045 / BASKETBALL REFEREE/ START DATE 1/17/2015 Baker Free Library Foundation / United States / 509 South Street New Hampshire / Charity / Charity / Member of Board of directors / Start Date 10/1/2018 New England Masters Skiing / 812 Rustic Drive Killington, Vermont 05751 / United States / Association (e.g. Trade or Industry, Sport)/ Sport & Leisure Facilities / To organize and run competitive ski races in New England / Member of Board of directors / Help with marketing, help with planning the schedule, help drive new membership and support current members / Start Date 10/1/2019 / Property Management / Assisting a property owner in managing two income properties / 98 Pinnacle Park Road, Meredith, New Hampshire 03253 / United States / Part time manager, cleaner / Annual Compensation Amount: $6,000 / Start Date 2/1/2015 Name of Business: New Hampshire Children's Health Foundation./ Address: 49 South Main Street #204 Concord United States 03301./ Investment Related: No./ Nature: Overseeing a foundation and making distributions to other organizations in an effort to create better health outcomes for NH children./ Role: Member of a committee with management / supervisor functions./ Duty: Member of the investment committee, to help provide oversight of the professional money managers for the foundation's funds./ Start Date: 9/1/2023./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-09 |
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