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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

6621 Bay Laurel Place, Avila Beach, CA 93424 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

6621 Bay Laurel Place, Avila Beach, CA 93424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Coast Financial, Llc Santa Barbara CA 05/2015 07/2017
West Coast Financial, Llc Santa Barbara CA 07/2017 04/2025
Cerity Partners New York NY 04/2025 Present
  • 05/2015 → 07/2017
    West Coast Financial, Llc
    Santa Barbara, CA
  • 07/2017 → 04/2025
    West Coast Financial, Llc
    Santa Barbara, CA
  • 04/2025 → Present
    Cerity Partners
    New York, NY
Previous Registrations
  • 2013-06-18 → 2025-04-04
    West Coast Financial, Llc
    Santa Barbara, CA
    Avila Beach, CA
Other Businesses

1) Business: West Coast Financial, LLC; Investment-related: Yes; Address: Santa Barbara, CA; Nature of Business: Member of West Coast Financial, LLC and the general partner for the WCF Ozone Fund I, LP, WCF Real Estate Fund I, LP, and WCF Real Estate Fund II, LP. West Coast Financial, LLC is the owner of WCF RE Associates III, LLC which is the general partner for WCF Real Estate Fund III, LP. West Coast Financial, LLC is the owner of WCF RE Associates IV, LLC which is the general partner for WCF Real Estate Fund IV, LP. Cerity Partners merged with West Coast Financial, LLC on April 1, 2025, and has agreed that West Coast Financial, LLC will maintain general partners in five private real estate funds that will not be part of Cerity Partners, but will be considered outside business activities. General Partners currently include West Coast Financial, LLC, WCF RE Associates III LLC, and WC RE Associates IV, LLC. Cerity Partners has assumed the role of investment manager for each fund and will carry out the operations for each fund; Position/Title: Member and General Partner; Start Date: 4/1/2025; Number of Hours: 0 per month during or outside of securities trading hours 2) Business: MarcAir, Inc.; Investment-related: No; Address: San Luis Obispo, CA; Nature of business: Private charter airline; Position: Co-pilot; Start Date: 2/2023; Number of hours: 2 hours per month outside of securities trading hours; Duties: Co-pilot on contract basis

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-18
  • S65 Uniform Investment Adviser Law Examination
    2013-06-18
Designations

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