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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-17
FL RA APPROVED 2015-06-23
  • TX RA
    APPROVED_RES
    Since 2016-08-17
  • FL RA
    APPROVED
    Since 2015-06-23

Branch Locations

13910 County Road 455, Clermont, FL 34711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jay-Do-It! Productions Orlando FL 03/2004 Present
Bank Of America, N.A. Ocoee FL 06/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ocoee FL 06/2015 Present
Previous Registrations
Other Businesses

I*952271, Name of OBA: Vinculum Properties LLC Address: Orlando, FL Investment Related: No Position, Title, Association: Owner Employee Start Date: 8/14/2022 No Hours: 2 Weekly No Hours during trading: 0 Duties: To buy and or sell properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-15
S63 Uniform Securities Agent State Law Examination 2009-04-16
  • S66 Uniform Combined State Law Examination
    2011-11-15
  • S63 Uniform Securities Agent State Law Examination
    2009-04-16

View on SEC IAPD

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