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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2012-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Osceola | WI | 07/2012 | Present |
| Witc | Rice Lake | WI | 11/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Osceola | WI | 11/2012 | Present |
| University Of Wisconsin - Barron County | Rice Lake | WI | 10/2017 | 11/2018 |
(1)Name of Business: The RiverGroup Financial Advisors Address: 101 West Main Street, Cameron, WI, 54822, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/06/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-09 |
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