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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-03-31 |
| TX | RA | APPROVED_RES | 2019-05-22 |
| TN | RA | APPROVED | 2016-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Powell | TN | 10/2012 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 03/2013 | Present |
NMJ TAX SERVICES LLC POSITION: Co-Owner NATURE: Co-Owner with Jeremy Cox and Nathan Caldwell (CPA) of this LLC. The business of the LLC is for Nathan Caldwell toprovide CPA services. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2025 ADDRESS: PO BOX 356, Matthews NC 28106, United States DESCRIPTION: In addition to my activities as a Thrivent IAR, I have ownership interest in a company that provides tax and accounting services, for which I will receive compensation as a percentage of profits. My role is administrative/managerial in nature and does not include the performance of tax or accounting services. These other business activities have been approved by a supervisor and are not associated with (or in any way related to) my activities conducted through Thrivent Investment Management Inc. and its affiliates.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-11 |
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