David James Fasi

Current Employers

Employment History

• 07/2012 → Present
  Ubs Financial Services Inc.
  Hartford, CT

Other Businesses

Estate & Business Planning Council of Hartford / 95 West Street Rocky Hill,CT 06067 / Association (e.g. Trade or Industry, Sport)/ Financial (Consumer & Investment Services) / Networking and education for professionals who specialize in estate and financial planning for individuals and businesses / Member of a committee with management / supervisor functions / / I share new member applicaitons with the committee before they are submitted to the Board of Directors for approval / Start Date 06/01/2017/ End Date 05/31/2018 / Maybe 1-2 hours per month, but can be performed outside of working hours University of Connecticut / 222 Pitkin Street East Hartford,CT / Educational Establishment/ Education / The entity is part of the University of Connecticut, and they seek to educate family business owners on a variety of topics, using both UConn professors and outside speakers. Discussions could include operations, finance, marketing, etc. / Other / I was asked to give an introductory presentation on ESOPs (employee stock ownership plans), which is an area of focus of mine (in partnering with The ESOP Group at UBS). / This is a 1-time presentation on an introduction to ESOPs. I am qualified to present the material and just providing general background knowledge for those attending that may wish to consider selling their business to their employees. / Start Date 5/21/2019 /

Exams

• S66 Uniform Combined State Law Examination
  2012-10-09

Other Names

• David James Fasi
• David James James Fasi