Kevin Entwistle

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-06-14
NJ	RA	APPROVED	2020-07-29
TX	RA	APPROVED	2020-05-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Putnam Retail Management	Boston	MA	09/2015	10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	10/2017	05/2018
Bank Of America, N.A.	San Francisco	CA	01/2018	05/2018
Ubs Financial Services Inc.	Paramus	NJ	05/2018	05/2020
Morgan Stanley Smith Barney Llc	New York	NY	05/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2020	Present

09/2015 → 10/2017

Putnam Retail Management

Boston, MA
10/2017 → 05/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
01/2018 → 05/2018

Bank Of America, N.A.

San Francisco, CA
05/2018 → 05/2020

Ubs Financial Services Inc.

Paramus, NJ
05/2020 → Present

Morgan Stanley Smith Barney Llc

New York, NY
09/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

2018-05-24 → 2020-06-04

Ubs Financial Services Inc.

Paramus, NJ

New York, NY
2017-10-16 → 2018-04-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
2016-01-25 → 2017-10-10

Putnam Investment Management, Llc

Andover, MA

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-19