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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
Branch Locations
600 Brickell Ave Suite 1875, Miami, FL 33131 • United States
9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfi Securities Llc | New York | NY | 07/2012 | 04/2018 |
| Unemployed | New York | NY | 04/2018 | 07/2019 |
| Raymond James & Associates, Inc | St Petersburg | FL | 07/2019 | Present |
(1) Name of Business: Address: 3813 W Swann Ave Unit 2, Tampa, FL, 33609, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I are renting out the house we own in Tampa, FL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-11 |
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