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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-26
NJ RA APPROVED 2019-02-22
  • TX RA
    APPROVED_RES
    Since 2021-05-26
  • NJ RA
    APPROVED
    Since 2019-02-22

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

1700 Route 37 E, Toms River, NJ 08753 • United States

1000 Ne Central Ave, Seaside Park, NJ 08752 • United States

3223 Bridge Avenue, Point Pleasant Boro, NJ 08742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacer Financial, Inc. Paoli PA 10/2014 11/2018
Wells Fargo Clearing Services, Llc Oakhurst NJ 01/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-19
S63 Uniform Securities Agent State Law Examination 2014-11-26
  • S66 Uniform Combined State Law Examination
    2019-02-19
  • S63 Uniform Securities Agent State Law Examination
    2014-11-26

View on SEC IAPD

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