Jeffrey Alan Bannon

Current Employers

Employment History

• 07/2012 → 02/2017
  City Securities Corporation
  Lafayette, IN
• 02/2017 → 07/2021
  Stifel, Nicolaus & Company, Incorporated
  Lafayette, IN
• 07/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lafayette, IN
• 07/2021 → Present
  Bank Of America, N.A.
  Lafayette, IN

Previous Registrations

• 2017-02-28 → 2021-08-06
  Stifel, Nicolaus & Company, Incorporated
  Lafayette, IN
• 2013-01-14 → 2017-02-28
  City Securities Corporation
  Indianapolis, IN
  Indianapolis, IN
  Lafayette, IN

Other Businesses

1. THE PAPER OF MONTGOMERY COUNTY LLC; Crawfordsville IN 47933; daily newspaper; board member; over see board activities; affiliation started 10/01/2007; 1.0 hour per quarter; not during securities trading hours; not investment-related. 2. BANNON ENTERPRISES, LLC * NOT INVESTMENT RELATED * CRAWFORDSVILLE, IN * OWNER * OWNER * INVESTMENT RE/FARMING * JAN 2006 * 10 HOURS A MONTH * ZERO HOURS * MANAGER/LABOR *3. Bannon Enterprises LLC; Crawfordsville IN 47933; 2 rental homes; member; co member with his spouse; affiliation started 05/01/2008; 1.0 hour per month; not during securities trading hours; not investment-related.4. Women's Resource Center; Crawfordsville IN 47933; women's health center; Board Member; assist with board operations; affiliation started 12/01/2014; 1.0 hour per month; not during securities trading hours; not investment-related.5. Indiana Bulls Baseball; Grand Park, Westfield, IN 46032; Board of Directors; Board Member; 02/01/2021; 8 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. I*1390294For profit or not for profit: Name of outside business organization: Montgomery County Community FoundationInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Serve on the Investment Committee to assist with reviewing the investment policy statement, and the current investments. this is not a board seat, and we do not have any business with the foundation or plan to. I*1463253For profit or not for profit: Entity For ProfitName of outside business organization: Sagamore News Media LLCInvestment related: NAddress of business: Crawfordsville, Indiana, 47933, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Board Member"], Start date of relationship: 9/4/2023Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Local Newspaper for a small community, have been asked to be a board member, no compensation I*1463253For profit or not for profit: Entity For ProfitName of outside business organization: Sagamore News Media LLCInvestment related: NAddress of business: Crawfordsville, Indiana, 47933, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Board Member"], Start date of relationship: 9/4/2023Number of hours devoted: 4 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Local Newspaper for a small community, have been asked to be a board member, no compensation I*3298287, Entity Type: Entity For Profit, Name of OBA: Beach Bum Holdings LLC, Address: Crawfordsville , Indiana, 47933, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 12/18/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: work with the onsite management company on the island, Short term rental business that owns (1) condo in Hilton Head South Carolina

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-01-07
• S63 Uniform Securities Agent State Law Examination
  2012-09-14

Other Names

• Jeffrey A Bannon