Ashley Joyce Moore

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-11-14

WI RA
APPROVED

Since 2024-11-14

Branch Locations

Washburn,, WI • United States

216 3Rd Street West Suite 102, Ashland, WI 54806 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Washburn	WI	09/2012	08/2023
Thrivent Financial For Lutherans	Appleton	WI	07/2013	08/2023
The Prudential Insurance Company Of America	Ashland	WI	08/2023	Present
Pruco Securities Llc	Ashland	WI	08/2023	11/2024
Lpl Enterprise, Llc	Ashland	WI	11/2024	Present

09/2012 → 08/2023

Thrivent Investment Management Inc

Washburn, WI
07/2013 → 08/2023

Thrivent Financial For Lutherans

Appleton, WI
08/2023 → Present

The Prudential Insurance Company Of America

Ashland, WI
08/2023 → 11/2024

Pruco Securities Llc

Ashland, WI
11/2024 → Present

Lpl Enterprise, Llc

Ashland, WI

Previous Registrations

2023-08-15 → 2024-11-14

Pruco Securities, Llc.

Washburn, WI

Ashland, WI

St. Louis Park, MN

Ashland, WI
2013-04-26 → 2023-08-16

Thrivent Investment Management Inc.

Minneapolis, MN

Washburn, WI

Superior, WI

Other Businesses

1) 09/11/2024- 100 WHO CARE ASHLAND & BAYFIELD COUNTIES- Non-Profit Board Member- Event Coordination - With simple concept of a giving circle. 100 members who come together, pool their dollars and decide together where to give the money.- not inv. - at Ashland, WI -start date 07/25/2022- 6hrs/mnth-4hrs during trading 2) 09/11/2024- CheqYes- Non-Profit Board Member- Developing team atmosphere and encouraging participation from young professionals in the community.- not inv. related- at Ashland, WI- start date 06/15/2018-2hrs/mnth-2hrs during trading 3) 09/11/2024- LeClair- Non-Variable Insurance- I sell Medicare Supplements for clients in the state of WI.- inv. related- at Saint Paul, MN- start date 08/28/2023-4hrs/mnth-4hrs during trading 4) 09/11/2024- Rita E Moore Trust and Estate- Act in a Fiduciary Capacity- Act in a Fiduciary Capacity for Immediate Family- not inv. related- at Ashland, WI- start date 04/11/2024- 10hrs/mnth-6hrs during trading 5) 09/11/2024- NORTHWEST WISCONSIN WORKFORCE INVESTMENT BOARD- Non-Profit Board Member- Attend meetings vote and assess the needs of community.- not inv. related- at Ashland, WI- start date 01/01/2016- 3hrs/mnth-3hrs during trading