Juan M. Garcia

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2026-03-05
TX	RA	APPROVED_RES	2021-02-24
NJ	RA	APPROVED	2020-05-05

DE RA
APPROVED

Since 2026-03-05
TX RA
APPROVED_RES

Since 2021-02-24
NJ RA
APPROVED

Since 2020-05-05

Branch Locations

570 Broad St, Ste 110, Newark, NJ 07102 • United States

744 Broad Street, Newark, NJ 07102 • United States

151 Ferry St, Newark, NJ 07105 • United States

56 Christopher Columbus Dr, Jersey City, NJ 07302 • United States

11 Kearney Avenue, Kearney, NJ 07032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Santander Bank, Na	New York	NY	12/2013	04/2020
Santander Securities, Llc	New York	NY	02/2014	04/2020
Jpmorgan Chase Bank, N.A.	Jersey City	NJ	04/2020	Present
Jp Morgan Securities, Llc	Jersey City	NJ	04/2020	Present
45 Springdale Associates, Llc.	West New York	NY	06/2020	10/2020
7619 5Th Ave Associates, Llc.	West New York	NY	11/2017	10/2025
78 Wakeman Associates, Llc.	West New York	NY	06/2016	Present
Jmg Investment Group, Llc.	West New York	NY	07/2015	Present
335 Summer Llc	West New York	NJ	07/2021	10/2021

12/2013 → 04/2020

Santander Bank, Na

New York, NY
02/2014 → 04/2020

Santander Securities, Llc

New York, NY
04/2020 → Present

Jpmorgan Chase Bank, N.A.

Jersey City, NJ
04/2020 → Present

Jp Morgan Securities, Llc

Jersey City, NJ
06/2020 → 10/2020

45 Springdale Associates, Llc.

West New York, NY
11/2017 → 10/2025

7619 5Th Ave Associates, Llc.

West New York, NY
06/2016 → Present

78 Wakeman Associates, Llc.

West New York, NY
07/2015 → Present

Jmg Investment Group, Llc.

West New York, NY
07/2021 → 10/2021

335 Summer Llc

West New York, NJ

Previous Registrations

2017-05-30 → 2020-04-27

Santander Securities Llc

Elizabeth, NJ

Short Hills, NJ

New York, NY

Palisades Park, NJ

Short Hills, NJ

Boston, MA

Scotch Plains, NJ

Union, NJ

Newark, NJ

Newark, NJ

Newark, NJ

Newark, NJ

Kenilworth, NJ

Newark, NJ

Newark, NJ

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: JMG INVESTMENT GROUP, LLC. POSITION: OWNER START DATE: 7/13/2015 ADDRESS: 5808 WEST NEW YORK, NJ DETAILS: HOLDING COMPANY FOR RENTAL PROPERTY. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 78 WAKEMAN ASSOCIATES, LLC. POSITION: OWNER START DATE: 6/30/2016 ADDRESS: 5808 WEST NEW YORK, NJ DETAILS: HOLDING COMPANY FOR PROPERTIES OWNED. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-26
S63	Uniform Securities Agent State Law Examination	2012-09-19

S66 Uniform Combined State Law Examination

2017-05-26
S63 Uniform Securities Agent State Law Examination

2012-09-19

Other Names

Juan M Garcia
Juan Garcia
Juan Martin Garcia

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