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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2020-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Weehawken | NJ | 06/2011 | 10/2020 |
| Morgan Stanley | Purchase | NY | 10/2020 | Present |
Omni Weather LLC / 18 Woodside Avenue; Danbury CT 06810 50% partnership stake (equal share with my husband, who runs the business) Business: Professional services related to weather forecasting My role: none, 'silent' partner Effective date: 4/1/16
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-09 |
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