Caroline Farish Sievers

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 08/2013 → Present
  Jpmorgan Chase Bank Na
  Houston, TX

Other Businesses

Entity Name: The Church of St John the Divine Investment related: Yes "Address: 2450 River Oaks Blvd, Houston, TX 77019 https://sjd.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Treasurer of the St. John the Divine Episcopalian Church Women Board. This is a group within the church that does social events for the women of the church. The official duties include classifying revenues and expenses, emailing committee chairs their budgets, maintaining hard and electronic copies of account activity and posting the income and expenses monthly, and presenting the current account at the board meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-08-20

Designations

• Chartered Financial Analyst

Other Names

• Caroline Rice Farish