David Benjamin Zwick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 05/2019
  Progressive Asset Management
  Wellesley, MA
• 10/2015 → 02/2023
  Securities America Inc
  Wellesley, MA
• 10/2015 → 02/2023
  Securities America Advisors
  Wellesley, MA
• 02/2023 → Present
  Lpl Financial Llc
  Wellesley, MA

Previous Registrations

• 2015-11-09 → 2023-02-01
  Securities America Advisors, Inc.
  Wellesley, MA
  Wellesley, MA
• 2012-12-19 → 2015-10-30
  Financial West Group
  Wellesley, MA
  Westminster, MD
  Oakland, CA

Other Businesses

1) 01/25/2023 - Greenleaf Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business locations (S). 2) 01/25/2023 - Lyft - Driver - Wellesley, MA 02482 - Non investment related - 1 hour per month - Start date: 07/01/2015. 3) 12/20/2023 - Clear Spring Life - Non-Variable Insurance - Advisor/ Agent - Investment Related - At Reported Business Location(s) - Start Date 12/18/2023 - 3 Hours Per Month/ 1 Hour During Trading 4) 12/05/2024 - Jackson Hole Community School - Other- High School Seminar Teacher - Investment Related - 1715 High School Rd, Jackson, WY 83001 - Start Date 02/10/2025 - 24 hours per month/ 16 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-12-07