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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-03
  • TX RA
    APPROVED
    Since 2026-06-03

Branch Locations

14180 North Dallas Pkwy Suite 425, Dallas, TX 75254 • United States

Spectrum Strategies, L.L.C.

14180 Dallas Parkway Suite 425, Dallas, TX 75254-4341 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-03-03
  • TX RA
    APPROVED
    Since 2011-03-03

Branch Locations

14180 Dallas Parkway Suite 425, Dallas, TX 75254-4341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Ins. Co. Dallas TX 03/2004 06/2026
Mml Investors Services Llc Dallas TX 05/2004 06/2026
Spectrum Strategies, Llc Dallas TX 02/2011 Present
Lpl Financial Llc Dallas TX 06/2026 Present
Previous Registrations
Other Businesses

1.06/03/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Spectrum Wealth Strategies LLC; Investment Related; at Reported Business Location(s); Start Date 12/19/2023; 160hrs/mth; 160hrs during trading 2.06/03/2026; Texoma Lakehouse 1; Real Estate Rental; Investment Related; Pottsboro,TX; Start Date 09/01/2020; 4hrs/mth; 0hrs during trading 3.06/03/2026; Texoma Lakehouse 2; Real Estate Rental; Investment Related; Denison,TX; Start Date 05/01/2025; 4hrs/mth; 0hrs during trading 4.08/12/2026; (FP) Spectrum Strategies LLC; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 01/01/2011; 10hrs/mth; 10hrs during trading; I provide financial planning and consulting services through Spectrum Strategies, LLC, an independent investment advisor firm. I started this business activity in 1/2011. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-10
  • S63 Uniform Securities Agent State Law Examination
    2000-07-10
Designations
Other Names
  • Billy Geiler
  • William Richard Geiler

View on SEC IAPD

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