Erin Michelle Fidler

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2018-10-03

IN RA
APPROVED

Since 2018-10-03

Branch Locations

12626 North Us 41, Evansville, IN 47725 • United States

6245 Vogel Road, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Newburgh	IN	06/2014	Present
Fifth Third Securities	Newburgh	IN	03/2015	Present

06/2014 → Present

Fifth Third Bank

Newburgh, IN
03/2015 → Present

Fifth Third Securities

Newburgh, IN

Other Businesses

Little White House Bakeshop - Evansville In 47725 - owner/baker - 10 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ------------------------------------------------ Bella Lou LLC - Evansville In 47725 - dog boutique - owner/baker - 10 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-02
S63	Uniform Securities Agent State Law Examination	2012-08-21

S65 Uniform Investment Adviser Law Examination

2018-10-02
S63 Uniform Securities Agent State Law Examination

2012-08-21

Other Names

Erin Michelle Frick
Erin M Fidler

View on SEC IAPD