Michael James Lathrop

Current Employers

Cooper Mcmanus

9870 Research Drive, Irvine, CA 92618 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-16

CA RA
APPROVED

Since 2026-01-16

Branch Locations

Irvine, CA • United States

9870 Research Drive, Irvine, CA 92618 • United States

6320 Canoga Avenue Suite 1480, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	01/2026	Present
Cooper Mcmanus D/B/A Richards, Lathrop And Associates	Irvine	CA	01/2026	Present
Mariner Llc	Newport Beach	CA	12/2024	10/2025
Newport Advisory Llc	Newport Beach	CA	12/2018	11/2024
Newport Advisory Llc	Newport Beach	CA	09/2015	12/2018

01/2026 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2026 → Present

Cooper Mcmanus D/B/A Richards, Lathrop And Associates

Irvine, CA
12/2024 → 10/2025

Mariner Llc

Newport Beach, CA
12/2018 → 11/2024

Newport Advisory Llc

Newport Beach, CA
09/2015 → 12/2018

Newport Advisory Llc

Newport Beach, CA

Previous Registrations

2024-12-04 → 2025-11-17

Mariner

Franklin, TN
2015-02-19 → 2024-12-06

Cambridge Investment Research Advisors, Inc.

Newport Beach, CA

Franklin, TN

Other Businesses

1. Terra Group Holdings; Not investment related, Franklin, TN / Liberia, Social Media Marketing, Partner, Start date: 12/01/2020, 8 hours per month, 0 during trading hours, creates social media content and offers digital marketing services to the local market. 2. OZYMANDIAS GROUP LLC, Franklin TN 37067, 11/2021, Owner, Marketing Consulting/Coaching, NIR, 5 HR/MO - 0 HR/MO Trading 3. ORONTES CAPITAL LLC, 2501 Alton Pkwy, Unit 1236, Irvine CA 92606, United States, 05/21/2019, Owner, Staffing, NIR, 1 HR/MO - 0 HR/MO TRADING 4. COOPER MCMANUS, 9870 Research Drive, Irvine CA 92618, United States, 01/16/2026, IAR, RIA Affiliation - other than CIRA, INV REL, 0 HR/MO - 0 HR/MO TRADING 5. OZYMANDIAS GROUP LLC, 2501 Alton Pkwy, Unit 1236, Irvine CA 92606, United States, 11/01/2021, Owner, Technology services, NIR, 40 HR/MO - 5 HR/MO TRADING 6. TERRA GROUP HOLDINGS, 2501 Alton Pkwy, Unit 1236, Irvine CA 92606, United States, 12/01/2020, Owner, Owner/Partner of a Business Entity, NIR, 3 HR/MO - 0 HR/MO TRADING 7. MICHAEL LATHROP AND ASSOCIATES, 9870 Research Drive, Irvine CA 92618, United States, 01/16/2026, Founder, DBA Name, INV REL, 180 HR/MO - 160 HR/MO TRADING 8. RICHARDS, LATHROP AND ASSOCIATES, 9870 Research Drive, Irvine CA 92618, United States, 01/2026, Founder, DBA Name, INV REL, 180 HR/MO - 160 HR/MO TRADING