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Jon B Rosenblatt

Charles Schwab & Co., Inc.

Stamford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-13
  • CT RA
    APPROVED
    Since 2025-02-13

Branch Locations

300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc East Hampton NY 01/2014 01/2018
Td Ameritrade Fairfield CT 02/2018 01/2021
Private Family Office Weston CT 02/2021 10/2024
Unemployed Weston CT 01/2021 02/2021
Charles Schwab Stamford CT 11/2024 Present
Charles Schwab Bank Stamford CT 11/2024 Present
  • 01/2014 → 01/2018
    Jpmorgan Securities Llc
    East Hampton, NY
  • 02/2018 → 01/2021
    Td Ameritrade
    Fairfield, CT
  • 02/2021 → 10/2024
    Private Family Office
    Weston, CT
  • 01/2021 → 02/2021
    Unemployed
    Weston, CT
  • 11/2024 → Present
    Charles Schwab
    Stamford, CT
  • 11/2024 → Present
    Charles Schwab Bank
    Stamford, CT
Previous Registrations
  • 2018-02-14 → 2021-01-11
    Td Ameritrade, Inc.
    Stamford, CT
    Fairfield, CT
  • 2018-02-14 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Stamford, CT
    Fairfield, CT
  • 2014-01-24 → 2018-01-17
    J.P. Morgan Securities Llc
    East Hampton, NY
    Southampton, NY
    Montauk, NY
    Shelter Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-12
  • S66 Uniform Combined State Law Examination
    2025-02-12
Other Names
  • Jon Baker Rosenblatt

View on SEC IAPD

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