Nathaniel Brown

Current Employers

Employment History

• 08/2012 → 01/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2013 → 01/2019
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2019 → 02/2019
  J.W. Cole Financial, Inc.
  Tampa, FL
• 01/2019 → 02/2019
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 02/2019 → 09/2023
  Commonwealth Financial Network
  Waltham, MA
• 09/2023 → Present
  Geneos Wealth Management Inc.
  Morrisville, NC
• 02/2019 → Present
  Sb Financial Group Llc
  Morrisville, NC

Previous Registrations

• 2019-02-28 → 2023-09-01
  Commonwealth Financial Network
  Morrisville, NC
  Waltham, MA
• 2019-01-16 → 2019-03-22
  J. W. Cole Advisors, Inc.
  Morrisville, NC
  Tampa, FL
• 2013-01-23 → 2019-01-16
  Cambridge Investment Research Advisors, Inc.
  Morrisville, NC

Other Businesses

1. DBA: SB FINANCIAL GROUP LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 02/28/2019; Approximately 40 hours per week time spent during securities trading hours. Conducted at branch location; Owner,. 2. FIXED INSURANCE SALES with various insurance carrier ; as of 02/28/2019; Approximately 5 hours time spent during securities trading hours per month; Conducted at branch location; 3. NETWORKING WITH NATE LLC - private entity for the purpose of hosting professional job networking events; as of 02/28/2019; Approximately 2 hours per week time spent during securities trading hours per month; Conducted at branch location; Non Investment related - Owner.

Exams

• S66 Uniform Combined State Law Examination
  2012-10-09