Nathan Allan Roozee

Employer firm

Crest Wealth Management LLC CRD 338818

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2023
  E*Trade Securities Llc
  San Francisco, CA
• 01/2023 → 08/2025
  Fidelity Investments
  Walnut Creek, CA
• 08/2025 → Present
  Crest Wealth Management Llc
  San Francisco, CA

Previous Registrations

• 2025-03-31 → 2025-09-11
  Strategic Advisers Llc
  Walnut Creek, CA
  Walnut Creek, CA
  Walnut Creek, CA
  Boston, MA
• 2023-03-24 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Walnut Creek, CA
• 2014-10-15 → 2023-01-31
  Harrisdirect Llc
  San Francisco, CA
  Arlington, VA
  San Francisco, CA
• 2012-09-07 → 2014-05-14
  Morgan Stanley
  Walnut Creek, CA

Other Businesses

-insurance agent -50% ownership in a small construction company. He responsibilities include bookkeeping, finances and marketing. Approximately fifteen hours are spent on this other business activity.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-06