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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
200 S. Locust Street, Pana, IL 62557 • United States
1221 Springfield Road, Taylorville, IL 62568 • United States
511 South Main Street, Altamont, IL 62411 • United States
2840 Mansion Road, Springfield, IL 62711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peoples Bank & Trust | Pana | IL | 03/2001 | 01/2025 |
| Focused Investments L.L.C. | Pana | IL | 03/2001 | 01/2025 |
| Wayne Hummer Investments L.L.C. | Chicago | IL | 12/2006 | 01/2025 |
| Lpl Financial Llc | Pana | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/01/2001- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-25 |
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