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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-14 |
| SC | RA | APPROVED | 2023-07-27 |
Branch Locations
75 Port City Lndg, Mount Pleasant, SC 29464 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Websterrogers Financial Advisors, Llc | Florence | SC | 08/2016 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Pleasant | SC | 11/2022 | Present |
| Websterrogers Llp | Charleston And Florence | SC | 01/2017 | 11/2019 |
| Essey Consulting Group, Llc | Charleton | SC | 11/2019 | 11/2022 |
| Fnb Corporation/First National Bank Of Pennsylvania | Charleston | SC | 02/2020 | 11/2022 |
I*1079246, Entity Type: For Profit, Name: Essey Consulting LLC, Address: Daniel Island, South Carolina 29492, Investment Related: No, Position, Title, Association: Officer, Employee Start Date: 10/13/2025, No Hours: 8 hrs mthly, No Hours during trading: 0, Duties: General consulting and research.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-28 |
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