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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-29
  • TX RA
    APPROVED
    Since 2025-05-29

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 07/2012 06/2021
Robinhood Financial, Llc Westlake TX 07/2021 06/2023
Robinhood Markets, Inc Westlake TX 06/2022 06/2023
Empower Financial Services, Inc Greenwood Village CO 03/2024 05/2025
Unemployed Arlington TX 07/2023 03/2024
Empower Advisory Group, Llc Greenwood Village CO 03/2024 05/2025
Charles Schwab & Co., Inc. Westlake TX 05/2025 Present
  • 07/2012 → 06/2021
    Td Ameritrade
    Southlake, TX
  • 07/2021 → 06/2023
    Robinhood Financial, Llc
    Westlake, TX
  • 06/2022 → 06/2023
    Robinhood Markets, Inc
    Westlake, TX
  • 03/2024 → 05/2025
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2023 → 03/2024
    Unemployed
    Arlington, TX
  • 03/2024 → 05/2025
    Greenwood Village, CO
  • 05/2025 → Present
    Westlake, TX
Previous Registrations
  • 2024-03-25 → 2025-05-27
    Greenwood Village, CO
    Arlington, TX
  • 2013-07-11 → 2021-07-07
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Houston, TX
    Fort Worth, TX
    Omaha, NE
    Southlake, TX
    Glen Allen, VA
    Westlake, TX
    Westlake, TX
    Westlake, TX
    Arlington, TX
  • 2013-07-11 → 2021-07-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Houston, TX
    Fort Worth, TX
    Southlake, TX
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
S63 Uniform Securities Agent State Law Examination 2012-10-01
  • S66 Uniform Combined State Law Examination
    2024-03-22
  • S63 Uniform Securities Agent State Law Examination
    2012-10-01
Other Names
  • Winston Deburgh Taylor

View on SEC IAPD

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