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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-26 |
Branch Locations
Locust Valley, NY • United States
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | New York | NY | 10/2011 | 01/2018 |
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 01/2018 |
| Wells Fargo Advisors Financial Network, Llc | Melville | NY | 01/2018 | 07/2024 |
| Ameriprise Financial Services, Llc | New York | NY | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-20 |
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